History Quiz / Securities Act Causes of Action

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Can you name the Securities Act Causes of Action?

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Material misstatements or ommisions in a registration statement
Remedy for purchasers lack of effective registration statement or a proper prospectus, in violation of section 5 of the Act
Material misstatements or omissions in a public offering by means of a prospectus or oral communication
Provides remedy against control persons of violators of sections 11 or 12 of the Securities Act

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Created Aug 8, 2011ReportFavoriteNominate
Tags:act, action, cause, security

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