Miscellaneous / SLUSA Preemption Requirements

Random Miscellaneous Quiz

Can you name the SLUSA Preemption Requirements?

Quiz not verified by Sporcle

Also try: 'B'-Bonding Blitz
Score 0/5 Timer 05:00
HintAnswerAdditional Information
Defendant must show that the suit is a Meaning sought on behalf of 50 or more people or where a named party seeks to recover damages on a represenatitive basis
that the plaintiff's claim are based on case law varies if only federal can be removed
that a [answer] has been purchased or soldSame as NSMIA of 1996: listed or authorized for listing on a national exchange
that the defendant [andswer] or employed a manipulative or deceptive device or contrivance
this misrepresentation was [answer] the purchase or sale of the covered securityZandford type 10b-5 test typically used

You're not logged in!

Compare scores with friends on all Sporcle quizzes.
Sign Up with Email
Log In

You Might Also Like...

Show Comments


Your Account Isn't Verified!

In order to create a playlist on Sporcle, you need to verify the email address you used during registration. Go to your Sporcle Settings to finish the process.